SFC Licences of LAST Timothy Philip
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ord Minnett Hong Kong Limited | RO | 4 | 17 January 2014 | 31 March 2020 |
| Ord Minnett Hong Kong Limited | RO | 1 | 15 January 2013 | 31 March 2020 |
| Qantex Capital Markets Limited | RE | 2 | 28 December 2011 | 30 June 2012 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 22 May 2009 | 19 November 2010 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 22 May 2009 | 19 November 2010 |
| Merrill Lynch Far East Limited | RE | 1 | 23 April 2005 | 23 January 2009 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 13 April 2004 | 23 January 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 13 April 2004 | 23 January 2009 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 06 December 2003 | 17 March 2004 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 06 December 2003 | 17 March 2004 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 01 April 2003 | 17 March 2004 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 01 April 2003 | 17 March 2004 |
| J.P. Morgan Futures Hong Kong Limited | RE | 5 | 01 April 2003 | 06 December 2003 |
| J.P. Morgan Futures Hong Kong Limited | RE | 2 | 01 April 2003 | 06 December 2003 |
| J.P. Morgan Futures Hong Kong Limited | RE | 7 | 01 April 2003 | 03 December 2003 |
| J.P. Morgan Futures Hong Kong Limited | RE | 9 | 01 April 2003 | 03 December 2003 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 9 | 01 April 2003 | 02 December 2003 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 7 | 01 April 2003 | 02 December 2003 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 6 | 01 April 2003 | 02 December 2003 |