SFC Licences of LI Guangjie 李光杰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RO | 1 | 23 June 2008 | 06 July 2018 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 08 March 2006 | 06 July 2018 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 08 March 2006 | 06 July 2018 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 9 | 08 March 2006 | 06 July 2018 |