SFC Licences of WONG Patrick 王崇珀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
South China Capital Limited 南華融資有限公司	RO	6	07 February 2024
South China Securities Limited 南華證券投資有限公司	RO	1	07 February 2024
South China Capital Limited 南華融資有限公司	RE	6	14 December 2023	07 February 2024
South China Securities Limited 南華證券投資有限公司	RE	1	14 December 2023	07 February 2024
Emperor Corporate Finance Limited 英皇企業融資有限公司	RO	6	24 June 2022	31 October 2023
Emperor Corporate Finance Limited 英皇企業融資有限公司	RO	1	24 June 2022	31 October 2023
Emperor Corporate Finance Limited 英皇企業融資有限公司	RE	6	09 March 2022	24 June 2022
Emperor Corporate Finance Limited 英皇企業融資有限公司	RE	1	09 March 2022	24 June 2022
Alliance Capital Partners Limited 同人融資有限公司	RO	6	13 July 2016	31 January 2022
Alliance Capital Partners Limited 同人融資有限公司	RO	1	13 July 2016	31 January 2022
Alliance Capital Partners Limited 同人融資有限公司	RE	6	26 April 2016	13 July 2016
Alliance Capital Partners Limited 同人融資有限公司	RE	1	26 April 2016	13 July 2016
RHB Capital Hong Kong Limited 興業金融融資有限公司	RO	1	13 March 2015	21 April 2016
RHB Capital Hong Kong Limited 興業金融融資有限公司	RO	6	30 July 2013	21 April 2016
RHB Capital Hong Kong Limited 興業金融融資有限公司	RE	1	23 May 2013	13 March 2015
RHB Capital Hong Kong Limited 興業金融融資有限公司	RE	6	23 May 2013	30 July 2013
Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司	RO	6	24 September 2012	13 May 2013
Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司	RE	6	27 April 2012	24 September 2012
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司	RO	6	04 July 2011	03 February 2012
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司	RE	1	13 September 2010	03 February 2012
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司	RE	6	13 September 2010	04 July 2011
DBS Asia Capital Limited 星展亞洲融資有限公司	RE	4	18 June 2007	25 August 2010
DBS Asia Capital Limited 星展亞洲融資有限公司	RE	1	18 June 2007	25 August 2010
DBS Asia Capital Limited 星展亞洲融資有限公司	RE	6	21 May 2007	25 August 2010
First Shanghai Capital Limited 第一上海融資有限公司	RE	6	18 April 2006	10 May 2007
Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司	RE	6	13 September 2005	20 March 2006
First Shanghai Capital Limited 第一上海融資有限公司	RE	6	01 April 2003	26 August 2005