SFC Licences of ROLAND Mathilde Suzanne

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	7	07 November 2008	18 November 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	2	07 November 2008	18 November 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	04 May 2007	18 November 2008
Credit Suisse Futures (Hong Kong) Limited	RE	7	04 May 2007	13 November 2008
Credit Suisse Futures (Hong Kong) Limited	RE	2	04 May 2007	13 November 2008
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	1	04 May 2007	13 November 2008
Merrill Lynch Futures (Hong Kong) Limited	RE	2	24 October 2005	21 March 2007
Merrill Lynch Far East Limited	RE	1	24 October 2005	21 March 2007
Merrill Lynch (Asia Pacific) Limited	RE	1	24 October 2005	21 March 2007
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	2	06 August 2004	29 September 2005
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	1	06 August 2004	29 September 2005
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司	RE	9	02 May 2003	30 July 2004
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司	RE	5	02 May 2003	30 July 2004
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司	RE	2	02 May 2003	30 July 2004