SFC Licences of MANN Chi Sam 文志生

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
JPMorgan Asset Management (Asia Pacific) Limited RE 5 24 May 2010 10 June 2016
JPMorgan Asset Management (Asia Pacific) Limited RE 4 24 May 2010 10 June 2016
JPMorgan Asset Management (Asia Pacific) Limited RE 9 24 May 2010
JPMorgan Asset Management (Asia Pacific) Limited RE 2 24 May 2010
JPMorgan Asset Management (Asia Pacific) Limited RE 1 24 May 2010
Morgan Stanley Hong Kong Futures Limited RE 7 02 October 2007 20 November 2008
Morgan Stanley Hong Kong Futures Limited RE 2 02 October 2007 20 November 2008
Morgan Stanley Hong Kong Securities Limited RE 1 02 October 2007 20 November 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 02 October 2007 20 November 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 02 October 2007 20 November 2008
Credit Suisse Futures (Hong Kong) Limited RE 7 14 April 2005 14 September 2007
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 14 April 2005 14 September 2007
Credit Suisse Futures (Hong Kong) Limited RE 2 24 May 2004 14 September 2007
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 02 February 2004 14 September 2007