SFC Licences of SARKIS David

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shangding International Asset Management Company Limited 上鼎國際資產管理有限公司 RO 9 08 July 2016 20 October 2023
Shangding International Asset Management Company Limited 上鼎國際資產管理有限公司 RE 9 26 April 2016 08 July 2016
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 5 26 March 2014 27 June 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 4 26 March 2014 27 June 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 2 26 March 2014 27 June 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 26 March 2014 27 June 2015
Everbright Capital Management Limited 光大資本管理有限公司 RE 9 05 July 2012 10 September 2013
Everbright Capital Management Limited 光大資本管理有限公司 RE 4 05 July 2012 10 September 2013
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 RE 2 20 November 2010 22 March 2012
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 RE 1 20 November 2010 22 March 2012
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RO 4 21 April 2010 22 March 2012
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RO 1 21 April 2010 22 March 2012
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 2 12 February 2010 22 March 2012
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 4 12 February 2010 21 April 2010
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 12 February 2010 21 April 2010
EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 RO 9 06 February 2009 11 November 2009
EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 RO 4 06 February 2009 11 November 2009
EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 RE 9 15 December 2008 06 February 2009
EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 RE 4 15 December 2008 06 February 2009
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RO 1 01 November 2007 01 December 2008
RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 RE 2 10 May 2006 01 December 2008
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 1 10 May 2006 01 November 2007
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 10 January 2005 07 July 2005
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RO 5 01 June 2004 07 July 2005
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RO 2 01 June 2004 07 July 2005
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RO 1 01 June 2004 10 January 2005
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 05 March 2004 01 June 2004