SFC Licences of SHEN Xiaomin 沈晓民

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
SIFT Capital Partners Limited 仕富資本有限公司	RE	9	04 July 2023
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司	RE	5	01 April 2020	04 May 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RE	1	01 April 2020	04 May 2022
Haitong International Asset Management Limited 海通國際資產管理有限公司	RE	5	01 April 2020	09 December 2020
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司	RE	9	06 March 2020	04 May 2022
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司	RE	4	06 March 2020	04 May 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RE	9	06 March 2020	04 May 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RE	4	06 March 2020	04 May 2022
Haitong International Asset Management Limited 海通國際資產管理有限公司	RE	9	06 March 2020	09 December 2020
Haitong International Asset Management Limited 海通國際資產管理有限公司	RE	4	06 March 2020	09 December 2020
Deepwater Capital Limited 博海資本有限公司	RO	9	17 November 2017	30 September 2019
Deepwater Capital Limited 博海資本有限公司	RO	4	17 November 2017	30 September 2019
Deepwater Capital Limited 博海資本有限公司	RE	4	11 January 2017	17 November 2017
Deepwater Capital Limited 博海資本有限公司	RE	9	26 September 2016	17 November 2017
Fosun Asset Management Limited 復星資產管理有限公司	RO	9	27 May 2016	31 August 2016
Fosun Asset Management Limited 復星資產管理有限公司	RE	9	10 May 2016	27 May 2016
ICBC Credit Suisse Asset Management (International) Company Limited 工銀瑞信資產管理（國際）有限公司	RE	9	28 August 2013	31 December 2015
ICBC Credit Suisse Asset Management (International) Company Limited 工銀瑞信資產管理（國際）有限公司	RE	4	28 August 2013	31 December 2015
Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司	RE	4	29 October 2004	19 November 2010
Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司	RE	9	09 March 2004	19 November 2010