SFC Licences of CHAN Yick Kei 陳奕祺

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RO 4, 6 14 January 2022
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 6 25 July 2018 14 January 2022
CLSA Limited 中信里昂證券有限公司
RE 4 25 July 2018 20 July 2021
Deutsche Securities Asia Limited 德意志證券亞洲有限公司
RE 6 05 March 2012 21 January 2015
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司
RE 4 04 June 2007 19 May 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司
RE 1, 6 04 May 2007 19 May 2010
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司
RE 1, 6 11 March 2004 23 April 2007
CLSA Limited 中信里昂證券有限公司
RO 1 14 January 2022
CLSA Limited 中信里昂證券有限公司
RE 1 25 July 2018 14 January 2022