SFC Licences of YEUNG Yu Ching, Eugene 楊宇正
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 1 | 17 September 2021 | |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 09 January 2020 | |
CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 09 January 2020 | |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 09 January 2020 | |
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 04 January 2017 | 17 December 2019 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 04 January 2017 | 17 December 2019 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 04 January 2017 | 17 December 2019 |
Merrill Lynch Far East Limited | RE | 2 | 06 September 2010 | 04 July 2016 |
Merrill Lynch Far East Limited | RE | 1 | 16 February 2007 | 04 July 2016 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 27 February 2006 | 04 July 2016 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 16 February 2007 | 06 September 2010 |
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 06 July 2004 | 17 February 2006 |