SFC Licences of CHAN Koon Shing, Dominic 陳冠成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 29 August 2008 | 19 August 2009 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 27 May 2008 | 20 August 2008 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 22 March 2007 | 16 May 2008 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 03 November 2004 | 23 February 2007 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 01 November 2004 | 23 February 2007 |
| HSBC Securities (Asia) Limited | RE | 4 | 27 July 2004 | 18 October 2004 |