SFC Licences of WANG Yaoping 王瑤平
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 09 August 2017 | 19 August 2022 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 09 August 2017 | 19 August 2022 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 09 February 2017 | 18 July 2017 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 22 August 2016 | 14 November 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 29 July 2015 | 21 January 2016 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 29 October 2013 | 10 April 2015 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 4 | 27 July 2012 | 25 August 2013 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 09 June 2010 | 27 July 2012 |
| UBS Securities Asia Limited | RE | 4 | 06 September 2004 | 08 March 2010 |