SFC Licences of CHOU Jaime Yun Cheng 周運成

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
GLY CAPITAL MANAGEMENT LIMITED 吉安資本管理有限公司 RO 9 24 March 2020
GLY CAPITAL MANAGEMENT LIMITED 吉安資本管理有限公司 RO 4 24 March 2020
GLY CAPITAL MANAGEMENT LIMITED 吉安資本管理有限公司 RO 1 24 March 2020
GLY CAPITAL MANAGEMENT LIMITED 吉安資本管理有限公司 RE 9 26 February 2020 24 March 2020
GLY CAPITAL MANAGEMENT LIMITED 吉安資本管理有限公司 RE 4 26 February 2020 24 March 2020
SPDB International Investment Management Limited 浦銀國際投資管理有限公司 RE 9 25 July 2016 29 November 2019
SPDB International Investment Management Limited 浦銀國際投資管理有限公司 RE 4 25 July 2016 29 November 2019
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 4 17 February 2011 30 July 2011
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 9 15 February 2008 30 July 2011
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 6 13 September 2006 01 December 2007
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 1 13 September 2006 01 December 2007
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 4 04 January 2006 15 August 2006
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 04 January 2006 15 August 2006
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 6 12 December 2005 15 August 2006
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 RE 6 04 October 2004 30 November 2005