SFC Licences of HOLIDAY Edward Richard
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 30 January 2024 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 30 January 2024 | |
| UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | 16 May 2018 |
| UBS Securities Asia Limited | RE | 2 | 10 August 2009 | 16 May 2018 |
| UBS Securities Hong Kong Limited | RE | 1 | 10 August 2009 | 18 December 2016 |
| UBS Securities Asia Limited | RE | 1 | 07 July 2009 | 16 May 2018 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 29 May 2009 | 08 June 2009 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 30 November 2005 | 27 February 2009 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 19 October 2004 | 10 October 2005 |