SFC Licences of HO Ping Kwan 何秉鈞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
I Win Securities Limited 一盈證券有限公司 | RE | 1 | 23 April 2018 | 30 July 2021 |
CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 1 | 01 September 2017 | 13 April 2018 |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 2 | 01 September 2017 | 13 April 2018 |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 01 September 2017 | 13 April 2018 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 01 September 2017 | 13 April 2018 |
Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 1 | 07 November 2011 | 06 March 2015 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 13 December 2005 | 06 March 2015 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 20 January 2005 | 06 March 2015 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 20 January 2005 | 06 March 2015 |