SFC Licences of HO Ping Kwan 何秉鈞

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
I Win Securities Limited 一盈證券有限公司 RE 1 23 April 2018 30 July 2021
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 1 01 September 2017 13 April 2018
CCB International Securities Limited 建銀國際證券有限公司 RE 2 01 September 2017 13 April 2018
CCB International Securities Limited 建銀國際證券有限公司 RE 1 01 September 2017 13 April 2018
CCB International Capital Limited 建銀國際金融有限公司 RE 1 01 September 2017 13 April 2018
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 1 07 November 2011 06 March 2015
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 13 December 2005 06 March 2015
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 20 January 2005 06 March 2015
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 20 January 2005 06 March 2015