SFC Licences of JIANG Laurie Lan

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Global Markets Limited 招銀國際環球市場有限公司 RO 4 29 December 2021
CMB International Global Markets Limited 招銀國際環球市場有限公司 RO 1 08 March 2018
CMB International Securities Limited 招銀國際證券有限公司 RO 4 28 July 2017
CMB International Securities Limited 招銀國際證券有限公司 RO 1 28 July 2017
CMB International Securities Limited 招銀國際證券有限公司 RE 1 12 May 2017 28 July 2017
CMB International Securities Limited 招銀國際證券有限公司 RE 4 12 May 2017 28 July 2017
ICBC International Securities Limited 工銀國際證券有限公司 RE 4 15 June 2015 23 February 2017
ICBC International Securities Limited 工銀國際證券有限公司 RE 2 02 January 2014 23 February 2017
ICBC International Securities Limited 工銀國際證券有限公司 RO 1 27 October 2011 23 February 2017
ICBC International Futures Limited 工銀國際期貨有限公司 RE 2 26 August 2011 23 February 2017
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 26 August 2011 27 October 2011
J.P. Morgan Broking (Hong Kong) Limited RE 4 16 May 2008 06 May 2011
J.P. Morgan Broking (Hong Kong) Limited RE 1 23 April 2008 06 May 2011
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 11 May 2006 10 April 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 14 October 2005 10 April 2008