SFC Licences of SO Shun Tak 蘇淳德
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 | RE | 9 | 13 December 2016 | |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 | RE | 4 | 13 December 2016 | |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 04 November 2014 | 30 November 2016 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 13 May 2013 | 26 October 2014 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 4 | 21 June 2011 | 04 July 2012 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 24 September 2010 | 20 June 2011 |
| CMB International Capital Holdings Corporation Limited | RE | 1 | 09 July 2010 | 16 November 2010 |
| ICBC International Research Limited 工銀國際證券研究有限公司 | RE | 4 | 10 July 2009 | 28 June 2010 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 15 June 2009 | 14 July 2009 |
| ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 | RE | 4 | 12 February 2007 | 27 May 2009 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 4 | 15 May 2006 | 29 January 2007 |