SFC Licences of WIEMER Charles Daniel
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 | RE | 7 | 08 November 2022 | 28 February 2023 |
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 | RE | 1 | 08 November 2022 | 28 February 2023 |
| Macquarie Asia Securities Limited | RE | 4 | 30 September 2020 | 16 March 2022 |
| Macquarie Asia Securities Limited | RE | 1 | 30 September 2020 | 16 March 2022 |
| BTIG Hong Kong Limited | RE | 1 | 01 February 2017 | 26 June 2019 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 26 August 2015 | 12 August 2016 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 26 August 2015 | 12 August 2016 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 26 August 2015 | 12 August 2016 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 08 October 2014 | 10 April 2015 |
| OCP Asia (Hong Kong) Limited | RE | 9 | 28 February 2011 | 17 August 2012 |
| OCP Asia (Hong Kong) Limited | RE | 5 | 28 February 2011 | 17 August 2012 |
| OCP Asia (Hong Kong) Limited | RE | 4 | 28 February 2011 | 17 August 2012 |
| OCP Asia (Hong Kong) Limited | RE | 9 | 31 August 2006 | 16 August 2010 |
| OCP Asia (Hong Kong) Limited | RE | 5 | 31 August 2006 | 16 August 2010 |
| OCP Asia (Hong Kong) Limited | RE | 4 | 31 August 2006 | 16 August 2010 |