SFC Licences of WIEMER Charles Daniel

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Macquarie Asia Securities Limited RE 1 30 September 2020 16 March 2022
Macquarie Asia Securities Limited RE 4 30 September 2020 16 March 2022
BTIG Hong Kong Limited RE 1 01 February 2017 26 June 2019
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 26 August 2015 12 August 2016
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 26 August 2015 12 August 2016
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 26 August 2015 12 August 2016
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 08 October 2014 10 April 2015
OCP Asia (Hong Kong) Limited RE 4 28 February 2011 17 August 2012
OCP Asia (Hong Kong) Limited RE 5 28 February 2011 17 August 2012
OCP Asia (Hong Kong) Limited RE 9 28 February 2011 17 August 2012
OCP Asia (Hong Kong) Limited RE 4 31 August 2006 16 August 2010
OCP Asia (Hong Kong) Limited RE 5 31 August 2006 16 August 2010
OCP Asia (Hong Kong) Limited RE 9 31 August 2006 16 August 2010