SFC Licences of CHEUNG Kam Fai, Alan 張錦輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Pamirs Capital (H.K.) Limited 高原証券有限公司 | RE | 9 | 27 September 2017 | 29 December 2017 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 20 March 2014 | 28 April 2017 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 20 March 2014 | 28 April 2017 |
Liquid Capital Markets Hong Kong Limited | RE | 2 | 20 May 2010 | 21 March 2011 |
Liquid Capital Markets Hong Kong Limited | RE | 1 | 20 May 2010 | 21 March 2011 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 24 July 2006 | 08 June 2009 |
Merrill Lynch Far East Limited | RE | 1 | 24 July 2006 | 08 June 2009 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 24 July 2006 | 08 June 2009 |