SFC Licences of YEUNG Tsui Yan 楊翠茵

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	4	07 December 2018	14 April 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	1	07 December 2018	14 April 2022
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司	RE	4	05 March 2014	23 November 2018
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司	RE	1	05 March 2014	23 November 2018
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司	RE	2	19 August 2013	11 February 2014
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	RE	1	27 May 2013	11 February 2014
Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司	RE	1	05 January 2010	10 April 2013
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司	RE	2	24 April 2007	28 February 2009
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司	RE	1	24 April 2007	28 February 2009
Merrill Lynch Far East Limited	RE	1	15 August 2006	14 April 2007
Merrill Lynch (Asia Pacific) Limited	RE	1	15 August 2006	14 April 2007
Merrill Lynch Futures (Hong Kong) Limited	RE	2	15 August 2006	14 April 2007