SFC Licences of MA Kai 馬凱

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RO 1 29 December 2021
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 4 25 March 2021 23 February 2024
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RO 9 25 March 2021
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RO 4 25 March 2021
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 9 25 March 2021
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RE 9 12 January 2021 25 March 2021
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RE 4 12 January 2021 25 March 2021
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 9 12 January 2021 25 March 2021
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 4 12 January 2021 25 March 2021
SPDB International Investment Management Limited 浦銀國際投資管理有限公司 RE 9 28 October 2020 31 December 2020
SPDB International Investment Management Limited 浦銀國際投資管理有限公司 RE 4 28 October 2020 31 December 2020
Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 RO 9 23 December 2015 23 September 2020
Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 RO 4 23 December 2015 23 September 2020
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RO 9 23 December 2015 23 September 2020
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RO 4 23 December 2015 23 September 2020
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 9 11 November 2013 23 December 2015
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 4 11 November 2013 23 December 2015
Wolver Hill Asset Management Asia Limited RO 9 09 October 2012 08 July 2013
Wolver Hill Asset Management Asia Limited RE 9 18 October 2010 09 October 2012
Grand Alliance Asset Management Limited 浩成資產管理有限公司 RE 9 26 October 2006 01 October 2010