SFC licenceholder ANX450 HAN Jianchiu 韓劍秋

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 25 February 2020

Institution Role Licences Start date End date
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RO [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 13 April 2016
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 01 February 2016 13 April 2016
CLSA Asset Management Limited 中信里昂資產管理有限公司 RO [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 16 April 2015 24 January 2016
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RO [1] (Dealing in Securities) 05 September 2012 11 February 2015
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE [1] (Dealing in Securities) 07 October 2011 05 September 2012
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE [1] (Dealing in Securities) 03 July 2007 12 August 2011
BOCI Securities Limited 中銀國際證券有限公司 RE [1] (Dealing in Securities) 08 September 2006 13 April 2007