SFC Licences of XUE Lan 薛蘭

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RO 5 04 March 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RO 4 04 March 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RO 2 04 March 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RO 1 04 March 2019
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 RO 9 04 March 2019
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 RO 4 04 March 2019
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 6 27 August 2014 11 March 2016
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 07 March 2014 11 March 2016
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 07 March 2014 11 March 2016
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 9 07 March 2014 05 August 2014
BOCI Asset Management Limited 中銀國際資產管理有限公司 RE 9 04 May 2011 27 January 2014
BOCI Asset Management Limited 中銀國際資產管理有限公司 RE 4 04 May 2011 27 January 2014
BOCI Securities Limited 中銀國際證券有限公司 RE 1 13 September 2006 27 January 2014