SFC Licences of KWOK Chi Lap 郭志立
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 22 April 2021 | |
| CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 22 April 2021 | |
| iBest Investment Services Limited | RE | 3 | 20 July 2017 | 25 January 2019 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 | RE | 2 | 22 March 2010 | 10 June 2011 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 | RE | 1 | 22 March 2010 | 10 June 2011 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 28 December 2007 | 18 March 2021 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 03 December 2007 | 18 March 2021 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 03 December 2007 | 17 October 2019 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 | RE | 3 | 07 March 2007 | 19 November 2007 |
| Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 01 November 2006 | 19 November 2007 |