SFC Licences of KWOK Chi Lap 郭志立

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Futures Limited 招銀國際期貨有限公司 RE 2 22 April 2021
CMB International Securities Limited 招銀國際證券有限公司 RE 1 22 April 2021
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 28 December 2007 18 March 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 03 December 2007 18 March 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 03 December 2007 17 October 2019
iBest Investment Services Limited RE 3 20 July 2017 25 January 2019
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 RE 1 22 March 2010 10 June 2011
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 RE 2 22 March 2010 10 June 2011
Cinda International Investment Management Limited 信達國際投資管理有限公司 RE 3 07 March 2007 19 November 2007
Cinda International Securities Limited 信達國際證券有限公司 RE 1 01 November 2006 19 November 2007