SFC Licences of YEUNG Fu Ngai 楊富藝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 RE 9 29 September 2021
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 RE 2 17 May 2021
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 2 17 May 2021
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 28 April 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 04 October 2017 01 April 2021
Edmond de Rothschild Securities (Hong Kong) Limited RE 1 10 September 2015 30 June 2017
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 RE 9 01 April 2014 16 July 2015
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 RE 2 01 April 2014 16 July 2015
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 RE 1 01 April 2014 16 July 2015
Mirae Asset Capital (China) Limited 未來資產資本(中國)有限公司 RE 9 11 January 2013 16 March 2014
Mirae Asset Capital (China) Limited 未來資產資本(中國)有限公司 RE 4 11 January 2013 16 March 2014
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 RE 9 10 August 2009 16 March 2014
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 RE 4 10 August 2009 16 March 2014
Cheyne Capital Management (HK) Limited 錢利資金管理(香港)有限公司 RE 9 01 August 2008 01 November 2008
Argyle Street Management Limited RE 9 22 February 2007 11 June 2008
Argyle Street Management Limited RE 4 22 February 2007 11 June 2008