SFC Licences of TAN Kim Kuan Francis 陳錦冠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Lux Aeterna Capital Limited 恒昱資本有限公司	RO	1	28 December 2022
Lux Aeterna Capital Limited 恒昱資本有限公司	RO	9	15 October 2021
Lux Aeterna Capital Limited 恒昱資本有限公司	RO	4	15 October 2021
Lux Aeterna Capital Limited 恒昱資本有限公司	RE	9	03 September 2021	15 October 2021
Lux Aeterna Capital Limited 恒昱資本有限公司	RE	4	03 September 2021	15 October 2021
L&R Capital Limited 析理資本有限公司	RO	9	28 May 2020	01 June 2021
L&R Capital Limited 析理資本有限公司	RO	4	28 May 2020	01 June 2021
L&R Capital Limited 析理資本有限公司	RE	9	20 May 2020	28 May 2020
L&R Capital Limited 析理資本有限公司	RE	4	20 May 2020	28 May 2020
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	2	21 October 2013	08 July 2019
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	1	21 October 2013	08 July 2019
Merrill Lynch Far East Limited	RE	2	02 May 2013	18 July 2013
Merrill Lynch Far East Limited	RE	1	02 May 2013	18 July 2013
Merrill Lynch (Asia Pacific) Limited	RE	1	02 May 2013	18 July 2013
Credit Suisse Futures (Hong Kong) Limited	RE	7	13 February 2007	28 October 2008
Credit Suisse Futures (Hong Kong) Limited	RE	2	13 February 2007	28 October 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	13 February 2007	28 October 2008