SFC Licences of LIN David Ping 林平

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司 RE 1 15 June 2018
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 RE 2 26 June 2017
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 RE 1 26 June 2017
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 19 August 2015 25 June 2017
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 19 August 2015 25 June 2017
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 7 23 June 2010 05 September 2012
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 14 September 2009 05 September 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 7 06 November 2008 11 December 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 06 November 2008 11 December 2008
Credit Suisse Futures (Hong Kong) Limited RE 7 03 April 2007 11 December 2008
Credit Suisse Futures (Hong Kong) Limited RE 2 03 April 2007 11 December 2008
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 03 April 2007 11 December 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 03 April 2007 11 December 2008