SFC Licences of LUN Wai Ho, Joseph 倫偉豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 6 18 August 2021 29 June 2023
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 20 May 2021 03 August 2021
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 20 May 2021 03 August 2021
Fosun International Securities Limited 復星國際證券有限公司 RE 6 28 May 2019 11 September 2020
Fosun International Securities Limited 復星國際證券有限公司 RE 4 28 May 2019 11 September 2020
Fosun International Securities Limited 復星國際證券有限公司 RE 1 28 May 2019 11 September 2020
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 6 22 August 2016 22 January 2019
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 4 22 August 2016 22 January 2019
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 1 22 August 2016 22 January 2019
J.P. Morgan Securities (Far East) Limited RE 6 18 August 2014 17 March 2016
J.P. Morgan Securities (Far East) Limited RE 4 18 August 2014 17 March 2016
J.P. Morgan Securities (Far East) Limited RE 1 18 August 2014 17 March 2016
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 18 October 2010 10 June 2014
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 18 October 2010 10 June 2014
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 18 October 2010 10 June 2014
Macquarie Corporate (Hong Kong) Limited RE 6 28 May 2007 16 September 2010
Macquarie Capital Limited 麥格理資本股份有限公司 RE 6 28 May 2007 16 September 2010
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 28 May 2007 16 September 2010
Franklin Templeton Investments (Asia) Limited RE 1 13 April 2007 25 April 2007