SFC Licences of LI Peng 李鵬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | |
| UBS Securities Hong Kong Limited | RE | 6 | 06 May 2016 | 18 December 2016 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 25 September 2013 | 27 February 2016 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 12 October 2011 | 06 July 2013 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 12 October 2011 | 06 July 2013 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 12 October 2011 | 06 July 2013 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 26 November 2008 | 09 September 2011 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 | RE | 6 | 22 June 2007 | 31 December 2008 |