SFC Licences of YANG Fan 楊帆

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Hong Kong Limited
RE 6 02 June 2020
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RO 2, 5 10 May 2018 17 April 2020
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RO 1, 2, 4, 6, 9 10 May 2018 17 April 2020
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
CMS Capital (HK) Co., Limited 招商資本(香港)有限公司
RO 4, 9 10 May 2018 17 April 2020
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RE 4, 9 27 November 2013 10 May 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1, 6 27 November 2013 10 May 2018
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 27 November 2013 10 May 2018
BOCI Research Limited 中銀國際研究有限公司
RE 4 04 February 2013 16 June 2013
BOCI Asset Management Limited 中銀國際資產管理有限公司
RE 9 04 February 2013 16 June 2013
BOCI Securities Limited 中銀國際證券有限公司
RE 1, 2 02 January 2013 16 June 2013
BOCI Asia Limited 中銀國際亞洲有限公司
RE 6 03 July 2007 16 June 2013