| Institution |
Role |
Licences |
Start date |
End date |
| UBS Securities Hong Kong Limited |
RE |
6 |
02 June 2020 |
23 November 2022 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RO |
9 |
10 May 2018 |
17 April 2020 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RO |
4 |
10 May 2018 |
17 April 2020 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
RO |
9 |
10 May 2018 |
17 April 2020 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
RO |
4 |
10 May 2018 |
17 April 2020 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RO |
5 |
10 May 2018 |
17 April 2020 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RO |
2 |
10 May 2018 |
17 April 2020 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO |
9 |
10 May 2018 |
17 April 2020 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO |
6 |
10 May 2018 |
17 April 2020 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO |
4 |
10 May 2018 |
17 April 2020 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO |
2 |
10 May 2018 |
17 April 2020 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO |
1 |
10 May 2018 |
17 April 2020 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RE |
9 |
27 November 2013 |
10 May 2018 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RE |
4 |
27 November 2013 |
10 May 2018 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE |
2 |
27 November 2013 |
10 May 2018 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE |
6 |
27 November 2013 |
10 May 2018 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE |
1 |
27 November 2013 |
10 May 2018 |
| BOCI Research Limited 中銀國際研究有限公司 |
RE |
4 |
04 February 2013 |
16 June 2013 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 |
RE |
9 |
04 February 2013 |
16 June 2013 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RE |
2 |
02 January 2013 |
16 June 2013 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RE |
1 |
02 January 2013 |
16 June 2013 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RE |
6 |
03 July 2007 |
16 June 2013 |