SFC Licences of SHEN Yue 沈越

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司
RO 1, 4, 6 14 September 2021
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司
RE 1, 4, 6 05 July 2021 14 September 2021
CLSA Limited 中信里昂證券有限公司
RO 1 06 January 2020 30 April 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RO 4, 6 06 January 2020 30 April 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 6 24 April 2015 06 January 2020
CLSA Limited 中信里昂證券有限公司
RE 1 24 April 2015 06 January 2020
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司
RE 1, 4, 6 14 May 2009 01 January 2016
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司
RE 1, 4, 6 14 August 2007 10 December 2008