SFC Licences of SHEN Yue 沈越

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司	RO	6	14 September 2021	26 June 2023
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司	RO	4	14 September 2021	26 June 2023
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司	RO	1	14 September 2021	26 June 2023
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司	RE	6	05 July 2021	14 September 2021
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司	RE	4	05 July 2021	14 September 2021
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司	RE	1	05 July 2021	14 September 2021
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RO	6	06 January 2020	30 April 2021
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RO	4	06 January 2020	30 April 2021
CLSA Limited 中信里昂證券有限公司	RO	1	06 January 2020	30 April 2021
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	6	24 April 2015	06 January 2020
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	4	24 April 2015	06 January 2020
CLSA Limited 中信里昂證券有限公司	RE	1	24 April 2015	06 January 2020
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RE	6	14 May 2009	01 January 2016
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RE	4	14 May 2009	01 January 2016
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RE	1	14 May 2009	01 January 2016
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	6	14 August 2007	10 December 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	4	14 August 2007	10 December 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	14 August 2007	10 December 2008