SFC Licences of SIU Wing Sin 蕭詠善

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 23 November 2020 08 February 2021
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 23 November 2020 08 February 2021
Capital Base Securities Limited 京基證券有限公司 RO 9 23 May 2018 30 June 2020
Capital Base Securities Limited 京基證券有限公司 RO 4 23 May 2018 30 June 2020
Capital Base Securities Limited 京基證券有限公司 RO 2 23 May 2018 30 June 2020
Capital Base Securities Limited 京基證券有限公司 RO 1 23 May 2018 30 June 2020
MG Wealth Management Limited 萬兆豐財富管理有限公司 RO 9 20 October 2016 23 April 2018
Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司 RO 2 05 April 2016 23 April 2018
Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司 RE 1 03 March 2016 23 April 2018
Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司 RE 2 03 March 2016 05 April 2016
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 13 October 2014 07 October 2015
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 25 June 2014 07 October 2015
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 25 June 2014 07 October 2015
CSC Futures (HK) Limited 群益期貨(香港)有限公司 RE 2 05 May 2014 13 June 2014
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 1 05 May 2014 13 June 2014
Caitong International Securities Co., Limited 財通國際證券有限公司 RE 1 17 April 2014 18 April 2014
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 30 September 2008 04 July 2013
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 5 14 August 2008 04 July 2013
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 16 August 2007 04 July 2013
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 16 August 2007 04 July 2013