SFC Licences of PONG David Juyoung

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RO	6	29 April 2022	01 November 2023
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RO	4	29 April 2022	01 November 2023
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RO	1	29 April 2022	01 November 2023
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RE	6	29 March 2021	29 April 2022
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RE	4	29 March 2021	29 April 2022
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RE	1	29 March 2021	29 April 2022
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	6	24 May 2016	26 January 2021
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	4	24 May 2016	26 January 2021
CLSA Limited 中信里昂證券有限公司	RE	1	24 May 2016	26 January 2021
Macquarie Corporate (Hong Kong) Limited	RO	6	10 February 2012	10 February 2012
Macquarie Capital Limited 麥格理資本股份有限公司	RO	6	10 February 2012	10 February 2012
Macquarie Capital Limited 麥格理資本股份有限公司	RO	1	10 February 2012	10 February 2012
Macquarie Corporate (Hong Kong) Limited	RE	6	16 May 2011	10 February 2012
Macquarie Capital Limited 麥格理資本股份有限公司	RE	6	16 May 2011	10 February 2012
Macquarie Capital Limited 麥格理資本股份有限公司	RE	1	16 May 2011	10 February 2012
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	1	25 October 2007	14 April 2008
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	6	25 October 2007	14 April 2008