SFC Licences of SEE Kit Long 施杰郎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 5 | 07 March 2023 | |
Guotai Junan FX Limited 國泰君安外匯有限公司 | RE | 3 | 29 June 2022 | |
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 29 June 2022 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 29 June 2022 | |
South China Commodities Limited 南華期貨有限公司 | RE | 2 | 06 November 2020 | 11 June 2022 |
South China Securities Limited 南華證券投資有限公司 | RE | 1 | 06 November 2020 | 11 June 2022 |
South China Forex Limited 南華外匯有限公司 | RE | 3 | 06 November 2020 | 28 February 2021 |
RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 31 August 2018 | 19 October 2018 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 31 August 2018 | 19 October 2018 |
Nerico Brothers Limited | RE | 3 | 09 April 2009 | 10 December 2010 |
Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 | RE | 3 | 28 November 2007 | 13 October 2008 |