SFC Licences of WANG Pingping 王平平

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Asset Management Limited 招銀國際資產管理有限公司 RE 9 27 September 2022
CMB International Securities Limited 招銀國際證券有限公司 RE 1 27 September 2022
CMB International Capital Limited 招銀國際融資有限公司 RE 6 12 May 2020 16 September 2022
CMB International Capital Limited 招銀國際融資有限公司 RE 1 12 May 2020 16 September 2022
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 05 December 2016 31 March 2020
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 05 December 2016 31 March 2020
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 05 December 2016 31 March 2020
UBS Securities Hong Kong Limited RE 6 13 September 2012 13 August 2016
Macquarie Corporate (Hong Kong) Limited RE 6 22 January 2008 14 July 2010
Macquarie Capital Limited 麥格理資本股份有限公司 RE 6 22 January 2008 14 July 2010