SFC Licences of WANG Pingping 王平平
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Asset Management Limited 招銀國際資產管理有限公司 | RE | 9 | 27 September 2022 | |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 27 September 2022 | |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 12 May 2020 | 16 September 2022 |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 12 May 2020 | 16 September 2022 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 05 December 2016 | 31 March 2020 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 05 December 2016 | 31 March 2020 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 05 December 2016 | 31 March 2020 |
UBS Securities Hong Kong Limited | RE | 6 | 13 September 2012 | 13 August 2016 |
Macquarie Corporate (Hong Kong) Limited | RE | 6 | 22 January 2008 | 14 July 2010 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 22 January 2008 | 14 July 2010 |