SFC Licences of STEPHENS Anthony Jeetendra

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Merrill Lynch Far East Limited	RO	2	23 August 2023
Merrill Lynch Far East Limited	RO	1	23 August 2023
Merrill Lynch (Asia Pacific) Limited	RO	1	23 August 2023
Merrill Lynch Far East Limited	RE	2	30 June 2021	23 August 2023
Merrill Lynch Far East Limited	RE	1	30 June 2021	23 August 2023
Merrill Lynch (Asia Pacific) Limited	RE	1	30 June 2021	23 August 2023
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	7	08 February 2018	12 March 2021
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	1	29 January 2018	12 March 2021
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	2	29 January 2018	12 March 2021
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	29 January 2018	12 March 2021
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	2	11 October 2016	17 October 2017
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	1	11 October 2016	17 October 2017
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	31 July 2014	17 October 2017
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RE	2	31 July 2014	10 October 2016
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	1	31 July 2014	10 October 2016
UBS Securities Asia Limited	RE	2	21 May 2012	15 May 2014
UBS Securities Asia Limited	RE	1	21 May 2012	15 May 2014
UBS Securities Hong Kong Limited	RE	1	21 May 2012	15 May 2014
Merrill Lynch (Asia Pacific) Limited	RE	1	22 January 2008	19 March 2010
Merrill Lynch Futures (Hong Kong) Limited	RE	2	22 January 2008	19 March 2010
Merrill Lynch Far East Limited	RE	1	22 January 2008	19 March 2010