SFC Licences of WANG Xiaobin 王小賓

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 6 12 December 2018
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 4 12 December 2018
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 1 12 December 2018
J.P. Morgan Securities (Far East) Limited RE 6 04 May 2016 19 October 2018
J.P. Morgan Securities (Far East) Limited RE 4 04 May 2016 19 October 2018
J.P. Morgan Securities (Far East) Limited RE 1 04 May 2016 19 October 2018
Merrill Lynch Far East Limited RE 6 26 May 2014 15 September 2015
Merrill Lynch Far East Limited RE 4 26 May 2014 15 September 2015
Merrill Lynch Far East Limited RE 1 26 May 2014 15 September 2015
Merrill Lynch (Asia Pacific) Limited RE 6 26 May 2014 15 September 2015
Merrill Lynch (Asia Pacific) Limited RE 4 26 May 2014 15 September 2015
Merrill Lynch (Asia Pacific) Limited RE 1 26 May 2014 15 September 2015
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 6 05 March 2012 14 April 2014
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 RE 6 21 July 2008 08 April 2010
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 RE 4 21 July 2008 08 April 2010