SFC Licences of CHEN Xuan 陳煊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Futures Limited 海通國際期貨有限公司 RO 5 03 July 2018 29 November 2021
Haitong International Futures Limited 海通國際期貨有限公司 RO 2 03 July 2018 29 November 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RO 4 03 July 2018 29 November 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RO 1 03 July 2018 29 November 2021
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RO 9 28 September 2016 03 July 2018
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RO 5 28 September 2016 03 July 2018
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RO 4 28 September 2016 03 July 2018
Haitong International Asset Management Limited 海通國際資產管理有限公司 RO 9 28 September 2016 03 July 2018
Haitong International Asset Management Limited 海通國際資產管理有限公司 RO 5 28 September 2016 03 July 2018
Haitong International Asset Management Limited 海通國際資產管理有限公司 RO 4 28 September 2016 03 July 2018
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RO 9 28 September 2016 03 July 2018
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RO 4 28 September 2016 03 July 2018
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RO 1 28 September 2016 03 July 2018
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 23 December 2015 28 September 2016
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 03 March 2014 03 July 2018
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 22 August 2013 03 July 2018
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 26 April 2012 03 July 2018
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 4 30 June 2011 12 June 2012
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 9 27 July 2010 12 June 2012
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 13 April 2010 12 June 2012
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 5 13 April 2010 12 June 2012
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 13 April 2010 12 June 2012
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 5 30 July 2008 12 June 2012
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 9 30 July 2008 12 June 2012
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 4 30 July 2008 12 June 2012