SFC Licences of HOU Hongyan 侯紅燕

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 16 March 2018 22 August 2019
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 16 March 2018 22 August 2019
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 16 March 2018 22 August 2019
Beevest Securities Limited 蜂投證券有限公司 RE 1 11 May 2016 06 July 2016
Caitong International Securities Co., Limited 財通國際證券有限公司 RE 1 02 April 2013 27 October 2014
BOCI Securities Limited 中銀國際證券有限公司 RE 2 11 July 2011 01 September 2012
BOCI Securities Limited 中銀國際證券有限公司 RE 1 11 July 2011 01 September 2012
Open Securities Limited 開盤證券有限公司 RE 4 25 October 2010 27 June 2011
Open Securities Limited 開盤證券有限公司 RE 2 25 October 2010 27 June 2011
Open Securities Limited 開盤證券有限公司 RE 1 25 October 2010 27 June 2011
Beevest Securities Limited 蜂投證券有限公司 RE 1 01 December 2008 12 April 2010