SFC Licences of HOU Hongyan 侯紅燕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 16 March 2018 | 22 August 2019 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 16 March 2018 | 22 August 2019 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 16 March 2018 | 22 August 2019 |
Beevest Securities Limited 蜂投證券有限公司 | RE | 1 | 11 May 2016 | 06 July 2016 |
Caitong International Securities Co., Limited 財通國際證券有限公司 | RE | 1 | 02 April 2013 | 27 October 2014 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 11 July 2011 | 01 September 2012 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 11 July 2011 | 01 September 2012 |
Open Securities Limited 開盤證券有限公司 | RE | 4 | 25 October 2010 | 27 June 2011 |
Open Securities Limited 開盤證券有限公司 | RE | 2 | 25 October 2010 | 27 June 2011 |
Open Securities Limited 開盤證券有限公司 | RE | 1 | 25 October 2010 | 27 June 2011 |
Beevest Securities Limited 蜂投證券有限公司 | RE | 1 | 01 December 2008 | 12 April 2010 |