SFC Licences of PATOIS Jean-Baptiste, Francois, Damien, Henri
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 08 January 2024 | |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 08 January 2024 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 02 November 2018 | 14 October 2022 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 02 November 2018 | 14 October 2022 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 26 November 2012 | 09 August 2018 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 26 November 2012 | 09 August 2018 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 26 November 2012 | 09 April 2018 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 26 November 2012 | 01 November 2013 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 02 December 2008 | 21 July 2012 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 02 December 2008 | 21 July 2012 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 02 December 2008 | 21 July 2012 |