SFC Licences of HO Purdy Pin Pin 何翩翩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 07 February 2023 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 24 March 2021 | 09 January 2023 |
| TFI Asset Management Limited 天風國際資產管理有限公司 | RE | 4 | 19 April 2017 | 22 April 2020 |
| Aetas Global Markets Limited | RE | 1 | 05 May 2014 | 15 September 2015 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 15 January 2014 | 12 April 2014 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 15 April 2013 | 11 January 2014 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 1 | 15 April 2013 | 11 January 2014 |
| Aetas Global Markets Limited | RE | 1 | 03 September 2010 | 23 December 2011 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 29 January 2009 | 23 May 2009 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 29 January 2009 | 23 May 2009 |