SFC Licences of CHENG Mee Mee, Lina 鄭美美
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Duo Asset Management Limited 雙瑩資產管理有限公司 | RE | 9 | 08 October 2018 | 20 October 2020 |
CMBC International Futures Company Limited 民銀國際期貨有限公司 | RE | 2 | 30 November 2016 | 20 March 2017 |
CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 30 November 2016 | 20 March 2017 |
China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 | RE | 1 | 18 June 2015 | 03 August 2015 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 10 December 2012 | 31 May 2013 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 10 December 2012 | 31 May 2013 |
CES Forex (HK) Limited 光證外匯(香港)有限公司 | RE | 3 | 15 November 2010 | 01 December 2012 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 15 November 2010 | 01 December 2012 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 15 November 2010 | 01 December 2012 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 22 July 2009 | 22 April 2010 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 15 May 2009 | 22 April 2010 |