SFC Licences of CHAN Wai Cheong, Andrew 陳偉昌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan FX Limited 國泰君安外匯有限公司 | RE | 3 | 26 July 2012 | 26 August 2017 |
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 11 April 2012 | 26 August 2017 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 11 April 2012 | 26 August 2017 |
Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 | RE | 9 | 03 August 2011 | 31 March 2012 |
Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 | RE | 1 | 03 August 2011 | 31 March 2012 |
CNI Securities Group Limited 中國北方證券集團有限公司 | RE | 1 | 19 April 2011 | 31 July 2011 |
Upbest Securities Company Limited 美建證券有限公司 | RE | 1 | 08 October 2009 | 31 March 2011 |