SFC Licences of LI Kim Ping 李儉炳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Silverlion Capital (Hong Kong) Limited 銀獅資本(香港)有限公司 RO 9 19 March 2021
Silverlion Securities Limited 銀獅證券有限公司 RO 4 19 March 2021
Silverlion Securities Limited 銀獅證券有限公司 RO 1 19 March 2021
Midas Securities Limited 金源證券有限公司 RO 9 16 June 2020 31 January 2021
Midas Securities Limited 金源證券有限公司 RO 4 16 June 2020 31 January 2021
Midas Securities Limited 金源證券有限公司 RO 2 16 June 2020 31 January 2021
Midas Securities Limited 金源證券有限公司 RO 1 16 June 2020 31 January 2021
Sheng Yuan Sino Asset Management Limited 盛源中港資產管理有限公司 RO 9 13 March 2020 18 May 2020
Sheng Yuan Sino Asset Management Limited 盛源中港資產管理有限公司 RO 4 13 March 2020 18 May 2020
Sheng Yuan Securities Limited 盛源證券有限公司 RO 4 30 November 2018 18 May 2020
Sheng Yuan Securities Limited 盛源證券有限公司 RO 2 30 November 2018 18 May 2020
Sheng Yuan Securities Limited 盛源證券有限公司 RO 1 30 November 2018 18 May 2020
Sheng Yuan Asset Management Limited 盛源資產管理有限公司 RE 9 18 October 2018 19 December 2019
Sheng Yuan Securities Limited 盛源證券有限公司 RE 4 18 October 2018 30 November 2018
Sheng Yuan Securities Limited 盛源證券有限公司 RE 2 18 October 2018 30 November 2018
Sheng Yuan Securities Limited 盛源證券有限公司 RE 1 18 October 2018 30 November 2018
Atta Capital Limited 紅蟻資本有限公司 RO 4 10 September 2018 09 October 2018
Atta Capital Limited 紅蟻資本有限公司 RE 9 10 September 2018 09 October 2018
Atta Securities Limited 紅蟻證券有限公司 RO 2 03 July 2018 09 October 2018
Atta Securities Limited 紅蟻證券有限公司 RO 1 03 July 2018 09 October 2018
Finet Securities Limited 財華證券有限公司 RE 9 07 March 2017 25 January 2018
Finet Securities Limited 財華證券有限公司 RO 4 08 November 2016 25 January 2018
Finet Securities Limited 財華證券有限公司 RO 2 30 September 2016 25 January 2018
Finet Securities Limited 財華證券有限公司 RO 1 30 September 2016 25 January 2018
Finet Securities Limited 財華證券有限公司 RE 2 02 September 2016 30 September 2016
Finet Securities Limited 財華證券有限公司 RE 1 02 September 2016 30 September 2016
Realink Financial Trade Limited 滙信理財有限公司 RO 2 02 September 2015 20 August 2016
Realink Financial Trade Limited 滙信理財有限公司 RE 1 12 October 2009 20 August 2016
Realink Financial Trade Limited 滙信理財有限公司 RE 2 12 October 2009 02 September 2015