SFC Licences of CHIN Reginald Alvin 陳家暉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 | RE | 2 | 13 January 2022 | |
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 13 January 2022 | |
Yunfeng Securities Limited 雲鋒證券有限公司 | RE | 1 | 02 April 2019 | 24 November 2021 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 05 January 2015 | 04 February 2019 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 05 January 2015 | 04 February 2019 |
GMO-Z.com Forex HK Limited 技慕環球通金融(香港)有限公司 | RE | 3 | 12 September 2013 | 24 December 2014 |
Delta Asia Wealth Management Limited 滙業財富管理有限公司 | RE | 9 | 14 December 2012 | 07 September 2013 |
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 | RE | 2 | 05 November 2012 | 07 September 2013 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 05 November 2012 | 07 September 2013 |
Yicko Securities Limited 益高證券有限公司 | RE | 1 | 24 December 2009 | 07 January 2012 |