SFC Licences of FAN Yang 范陽
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 | RO | 9 | 10 November 2022 | |
| SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 | RO | 4 | 10 November 2022 | |
| SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 | RE | 9 | 15 March 2017 | 10 November 2022 |
| SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 | RE | 4 | 15 March 2017 | 10 November 2022 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 11 March 2015 | 20 February 2017 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 4 | 11 March 2015 | 20 February 2017 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 11 March 2015 | 20 February 2017 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 4 | 20 June 2014 | 30 January 2015 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 4 | 24 February 2011 | 30 May 2014 |
| Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 22 April 2010 | 01 February 2011 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 | RE | 4 | 24 March 2010 | 07 January 2011 |