SFC Licences of LUK Kar Man, Carmen 陸嘉敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Haitong International Futures Limited 海通國際期貨有限公司	RE	2	23 February 2024
Haitong International Securities Company Limited 海通國際證券有限公司	RE	4	23 February 2024
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	23 February 2024
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	4	07 November 2023	29 December 2023
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	2	07 November 2023	29 December 2023
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	1	07 November 2023	29 December 2023
China Industrial Securities International Futures Limited 興證國際期貨有限公司	RE	2	08 June 2021	27 March 2022
China Industrial Securities International Brokerage Limited 興證國際證券有限公司	RE	1	08 June 2021	27 March 2022
CCB International Securities Limited 建銀國際證券有限公司	RE	2	09 September 2019	07 May 2021
CCB International Asset Management Limited 建銀國際資產管理有限公司	RE	1	30 November 2018	07 May 2021
CCB International Securities Limited 建銀國際證券有限公司	RE	1	30 November 2018	07 May 2021
CCB International Capital Limited 建銀國際金融有限公司	RE	1	30 November 2018	07 May 2021
Lion Global Financial Limited 獅瀚環球金融有限公司	RE	4	11 September 2018	28 October 2018
Lion Global Financial Limited 獅瀚環球金融有限公司	RE	1	11 September 2018	28 October 2018
ABCI Securities Company Limited 農銀國際證券有限公司	RE	4	25 January 2016	17 August 2018
ABCI Securities Company Limited 農銀國際證券有限公司	RE	1	30 May 2014	17 August 2018
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司	RE	1	12 October 2012	12 May 2014
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	1	03 May 2010	16 April 2012