SFC Licences of XU Xu 許煦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Lu International (Hong Kong) Limited 陸國際(香港)有限公司	RO	1	09 July 2020	31 July 2022
Lu International (Hong Kong) Limited 陸國際(香港)有限公司	RE	1	17 June 2020	09 July 2020
Lu International (Hong Kong) Limited 陸國際(香港)有限公司	RO	9	07 April 2020	31 July 2022
Lu International (Hong Kong) Limited 陸國際(香港)有限公司	RO	4	07 April 2020	31 July 2022
Lu International (Hong Kong) Limited 陸國際(香港)有限公司	RE	9	28 February 2020	07 April 2020
Lu International (Hong Kong) Limited 陸國際(香港)有限公司	RE	4	28 February 2020	07 April 2020
Yunfeng Securities Limited 雲鋒證券有限公司	RO	1	31 October 2019	05 December 2019
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司	RO	1	31 October 2019	05 December 2019
Yunfeng Asset Management Limited 雲鋒資產管理有限公司	RE	9	03 April 2018	05 December 2019
Yunfeng Securities Limited 雲鋒證券有限公司	RE	4	15 May 2017	05 December 2019
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司	RE	4	04 November 2016	05 December 2019
Yunfeng Securities Limited 雲鋒證券有限公司	RE	1	04 November 2016	31 October 2019
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司	RE	1	04 November 2016	31 October 2019
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	6	24 April 2015	01 May 2015
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	4	24 April 2015	01 May 2015
CLSA Limited 中信里昂證券有限公司	RE	1	24 April 2015	01 May 2015
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RE	1	05 July 2010	01 May 2015
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RE	4	05 July 2010	01 May 2015
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RE	6	05 July 2010	01 May 2015