SFC Licences of LEE Ka Ki 李家祺

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Caitong International Securities Co., Limited 財通國際證券有限公司 RE 1 15 June 2022
Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 RO 2 17 November 2021 07 June 2022
Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 RO 1 17 November 2021 30 May 2022
Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 RE 1 24 September 2021 17 November 2021
Vision Capital International Holdings Limited 萬盛金融控股有限公司 RO 1 30 November 2020 08 August 2021
Vision Capital International Holdings Limited 萬盛金融控股有限公司 RE 4 21 September 2020 08 August 2021
Vision Capital International Holdings Limited 萬盛金融控股有限公司 RE 1 17 August 2020 30 November 2020
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RE 2 08 April 2019 02 August 2020
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 08 April 2019 02 August 2020
iBest Investment Services Limited RE 3 16 June 2017 25 January 2019
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 01 September 2015 24 March 2019
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 15 May 2014 24 March 2019
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 15 May 2014 24 March 2019
Fulbright Futures Limited 富昌期貨有限公司 RE 2 01 June 2011 26 April 2014
Fulbright Securities Limited 富昌證券有限公司 RE 1 01 June 2011 26 April 2014
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 09 November 2010 30 May 2011
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 23 August 2010 30 May 2011