SFC Licences of WEN Zhongjie 文仲杰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 10 September 2021 15 November 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 10 September 2021 15 November 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 10 September 2021 15 November 2023
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 25 June 2018 21 May 2021
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 25 June 2018 21 May 2021
CLSA Limited 中信里昂證券有限公司 RE 4 25 June 2018 21 May 2021
CLSA Limited 中信里昂證券有限公司 RE 1 25 June 2018 21 May 2021
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 08 November 2010 30 April 2018
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 08 November 2010 30 April 2018
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 08 November 2010 30 April 2018