SFC Licences of WEN Zhongjie 文仲杰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 10 September 2021 | 15 November 2023 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 10 September 2021 | 15 November 2023 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 10 September 2021 | 15 November 2023 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 25 June 2018 | 21 May 2021 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 25 June 2018 | 21 May 2021 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 25 June 2018 | 21 May 2021 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 25 June 2018 | 21 May 2021 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 08 November 2010 | 30 April 2018 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 08 November 2010 | 30 April 2018 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 08 November 2010 | 30 April 2018 |