SFC Licences of LI Xing 李星
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 9 | 11 May 2021 | |
BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 4 | 11 May 2021 | |
BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 1 | 11 May 2021 | |
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 | RE | 4 | 04 June 2014 | 04 July 2015 |
Haitong International Asset Management Limited 海通國際資產管理有限公司 | RE | 4 | 04 June 2014 | 04 July 2015 |
Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 4 | 04 June 2014 | 04 July 2015 |
Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 1 | 10 October 2012 | 04 July 2015 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 17 November 2011 | 10 September 2012 |