SFC Licences of LI Xing 李星

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RE 9 11 May 2021
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RE 4 11 May 2021
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RE 1 11 May 2021
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 4 04 June 2014 04 July 2015
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 04 June 2014 04 July 2015
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 4 04 June 2014 04 July 2015
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 1 10 October 2012 04 July 2015
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 17 November 2011 10 September 2012